小天鹅Ｂ2006年度中期报告摘要（英文版）

4

II. Shares not subject to moratorium 199,357,248 54.60% 018,000,0000018,000,000 217,357,24859.53%1. RMB ordinary shares

72,000,000 19.72%

018,000,0000018,000,000 90,000,000

24.65%2. Domestically

listed foreign shares 127,357,248 34.88%

0000 127,357,24834.88%3. Overseas listed foreign shares 0 0.00% 00000 00.00%4. Others 0 0.00% 0

0000

0.00%III. Total shares

365,103,840 100.00%

0 365,103,840

100.00%

Number of shares held by the top ten shareholders subject to moratorium and trading moratorium

Unit: share

No.

Name of shareholders subject to

moratorium

Number of

holding shares subject to moratorium

Date of listing for trade

Number of additional shares could list for trade Trading moratorium

1 Jiangsu Little Swan Group Co., Ltd.

84,745,963Aug. 7, 2009 84,745,963 Note 1 2 Wuxi Industrial Development Fund

16,496,640Aug. 7, 2007 16,496,640 Note 2 3 Wuxi City and Town Industrial United Committee 7,993,728Aug. 7, 2007 7,993,728 Note 2 4 South Securities Co., Ltd.

7,570,900Aug. 7, 2007 7,570,900 Note 2 5 Xi’an Wanguo Real Estate Development Co., Ltd.

4,278,722Aug. 7, 2007 4,278,722 Note 3 6 Shenyang Lianya Industrial Development Co., Ltd.

2,160,000Aug. 7, 2007 2,160,000 Note 2 7 Beijing Liancheng Investment Consulting Co., Ltd.

1,440,000Aug. 7, 2007 1,440,000 Note 2 8 Dalian Trust Investment Co., Ltd. of China Construction Bank

1,440,000

Aug. 7, 2007 1,440,000 Note 2 9 SINOPEC YANGZI

Petrochemical Company Limited 936,000

Aug. 7, 2007 936,000 Note 2 10

Guolian Trust Investment Ltd.

864,000

Aug. 7, 2007 864,000

Note 2

Note 1: No listing and selling in Shenzhen Stock Exchange may be taken within 36 months as of the date when the original nontradable A shares of the Company held by this company obtain the trading right.

Note 2: No listing and selling in Shenzhen Stock Exchange may be taken within 12 months as of the date when the original nontradable A shares of the Company held by this company obtain the trading right. This company should ask for the approval of nontradable shareholders paying consideration in advance on behalf of it