港交所上市规则Chapter_3A_sc保荐人及合规顾问

港交所上市规则Chapter_3A_sc保荐人及合规顾问

A

3A.01

(1) 6

3A.19 3A.20

(2)

(3)

(4) 3A.19

(5) 14.54

(6) 1.01

(7) 1.01

A

(a) 14.54

1/073A–1 A

港交所上市规则Chapter_3A_sc保荐人及合规顾问

(b)

(8)

(9)

(a)

(b)

(c)

(d)

(i)

(ii)

(e) (d)

(10)

3A.02

3A.03 3A.04

(1)

(2)

3A–21/07

港交所上市规则Chapter_3A_sc保荐人及合规顾问

3A.04

(1)

(2)

3A.05

(1)

(a)

(b)

(c)

(d)

(e)

(3) (2)

1/053A–3

港交所上市规则Chapter_3A_sc保荐人及合规顾问

(3)

(a)

(b)

(4) (1) (2) (1) (2) (3)

3A.06

3A.07 9.03

A1 3A.08

(1)

5%

(net equity) 15%

15%

(2) (3) (4)

3A–41/09

港交所上市规则Chapter_3A_sc保荐人及合规顾问

(5)

(6)

(7)

1/09 30% (a) (b) 10% (a) (i) (ii) (iii) (iv) (b) (i) (ii) (iii)